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22 F.(2d) 468

while appropriate for the question presented in the Seiden Case, was inappropriate here, particularly at the stage of the trial when it was used by the trial judge. Its use could not have been designed as helpful in assisting the jury in arriving at its unbiased judgment. However correct the legal statement was in that opinion, the use made by the trial judge at this important hour of the jury's debate in effect and substance told them a verdict of not guilty was setting at defiance law and reason. It was by indirection doing what the law forbids a judge to do directly-direct a verdict of guilty. Peterson v. United States (C. C. A.) 213 F. 920; Atchison, Topeka & Santa Fé v. United States (C. C.) 172 F. 194, 27 L. R. A. (N. S.) 756; United States v. Taylor (C. C.) 11 F. 470.

Judge Carland pointed out in Warren v. United States (C. C. A.) 250 F. 89, that: "Text-writers and courts speak generally, and what they say may be true as an abstract proposition of law, but wholly misleading as applied to any particular case."

In Horning v. District of Columbia, 254 U. S. 135, 41 S. Ct. 53, 65 L. Ed. 185, Justice Holmes said: "The judge cannot direct a verdict, it is true, and the jury has the power to bring in a verdict in the teeth of both law and facts. But the judge always has the right and duty to tell them what the law is upon this or that state of facts that may be found, and he can do the same none the less when the facts are agreed. If the facts are agreed, the judge may state that fact also, and when there is no dispute he may say so, although there has been no formal agree

ment. any wrong, it was purely formal, since, as we have said, on the facts admitted there was no doubt of his guilt."

If the defendant suffered

[3] Enlightening the understanding of a jury is an entirely different matter from influencing their judgment. A judge may not use undue influence command or coerce a verdict of guilty. For a judge to command or coerce a verdict overcomes the will of the jurors by the weight of his authority, without convincing their judgment. Hall v. Hall, L. R. 1 P. & D. 481.

[4,5] Throughout the trial the plaintiffs in error were accompanied by the presumption of innocence, with their guilt to be established beyond a reasonable doubt, and they were denying guilt of the charge, and disputing

by cross-examination and counsel's representations their connection with the crime of conspiracy. They did not testify. They relied upon the claimed uncertain character of the government's witnesses and the alleged inconsistencies and contradiction of proof. No judge has the power or authority by indirection to visit punishment upon any one through forcing a jury's verdict. Punishment may be imposed only upon the verdict of a jury. Callan v. Wilson, 127 U. S. 540, 8 S. Ct. 1301, 32 L. Ed. 223. It was clear, from the language quoted in the supplementary charge, to which exception was taken, that there was indignation at the jury's failure to agree, and it was expressed in terms which were not consistent with the due regard for the duty of the jury to exercise its independent judgment in the premises, or with the circumspection and caution which should characterize judicial utterances. Starr v. United States, 153 U. S. 614, 14 S. Ct. 919, 38 L. Ed. 841; Hicks v. United States, 150 U. S. 442, 14 S. Ct. 144, 37 L. Ed. 1137. A jury must be left free to reach its own conclusions and to record its conscientious convictions. Shaffman v. United States (C. C. A.) 289 F. 370.

The cases all recognize that the surrender of the independent judgment of a jury may not be had by command or coercion. It is not enough to cure the error to conventionally say that it is the function of the jury to decide questions of fact. Pressure of whatever character, whether acting on the fears or hopes of the jury, if so exerted as to overbear their volition without convincing their judgment, is a species of restraint under which 'no valid judgment can be made to support a conviction. No force should be used or threatened, and carried to such a degree that the juror's discretion and judgment is overborne, resulting in either undue influence or coercion. A judge may advise, and he may persuade, but he may not command, unduly influence, or coerce. The supplementary instructions were effective, but a breach of the right of the plaintiffs in error to an impartial charge, free from animated argument and coercive entreaties. What occurred deprived the plaintiffs in error of that fair and impartial trial the law accords to them, no matter how convincing their guilt

may appear.

Judgment reversed.

UNITED STATES ex rel. DE SOUSA v. DAY, tion Act 1917, § 3 (8 USCA § 136), and Immi

Immigration Com'r.

Circuit Court of Appeals, Second Circuit. November 14, 1927.

No. 68.

1. Aliens 46-By promulgating rule authorIzing admission of alien children coming to relatives, Secretary of Labor exercised statutory discretion (Immigration Rule 3, subd. N, par. 1; Immigration Act 1917, § 3 [8 USCA § 136]).

By promulgating Immigration Rule 3, subd. N, par. 1, of July 1, 1925, authorizing admis

sion of infant aliens who have not been objects of public charity, and neither accompanied by nor coming to parents but coming to near relatives, able and willing to support and edu

cate them, Secretary of Labor exercised the discretion conferred on him by Immigration Act 1917, § 3 (8 USCA § 136), to admit children under 16 unaccompanied by or not coming to parents, if otherwise eligible, if they are not likely to become a public charge.

2. Aliens 49-That agreement of infant alien's uncle to educate him until he reached 16 was unenforceable held no ground for excluding alien (Immigration Act 1917, § 3 [8 USCA § 136]; Immigration Rule 3, subd. N, par. 1).

Under Immigration Act 1917, § 3 (8 USCA § 136), giving Secretary of Labor discretion to admit children under 16, unaccompanied by or not coming to parents, if otherwise eligible, and not likely to become a public charge, and Immigration Rule 3, subd. N, par. 1, of July, 1925, where alien, whose passage was paid by uncle in United States, who agreed to send him to school until he became 16, was neither accompanied by nor coming to a parent, the only questions for the Board of Special Inquiry were the alien's physical and mental conditions, freedom from prior pauperism, and uncle's ability and willingness to keep his promise to care for and educate him, and fact that uncle was under no legal obligation to render assistance was no ground for exclusion.

3. Aliens 54(7)-Burden of proving that Infant Immigrant did not belong to any of excluded classes held on immigrant (Immigration Act 1924, § 4 [8 USCA § 204]).

Burden of proving that infant immigrant coming from nonquota country under Immigration Act 1924, § 4 (8 USCA § 204), did not belong to any of the excluded classes, held on such infant immigrant.

4. Aliens 54 (9)-Evidence held to sustain burden on infant immigrant of showing he was not likely to become public charge (Immigration Act 1917, § 3 [8 USCA § 136]; Immigration Rule 3, subd. N, par. 1).

Proof that infant immigrant, nearly 16 years of age, neither accompanied by nor coming to a parent, was coming to an uncle, who paid his passage, was earning $4.50 a day, had savings of $500, and had agreed to send him to school until he was 16, held to sustain burden on immigrant of showing that he did not belong to any of the excluded classes, and was not likely to become a public charge, under Immigra

gration Rule 3, subd. N, par. 1, of July 1, 1925.

Appeal from the District Court of the United States for the Southern District of New York.

Habeas corpus by the United States, on the relation of Hector De Sousa, against Benjamin M. Day, Commissioner of Immigration of the Port of New York. From an order dismissing the writ, and remanding relator to the custody of the Commissioner, relator appeals. Reversed, and writ sustained.

The relator was born in Para, Brazil, on January 2, 1911. He arrived at the port of New York on the steamship Sheridan, on December 14, 1926; two days later was brought before a Board of Special Inquiry at Ellis Island, given a hearing, and thereupon excluded as being under 16 years of age, arriving here unaccompanied by either parent, neither of whom were in the United States, and likely to become a public charge. From this decision he appealed to the Secretary of Labor, who affirmed the excluding decision of the Board of Special Inquiry and ordered the relator deported. A writ of habeas corpus was thereupon sued out, and from the order dismissing the same after a hearing thereon this appeal was taken.

The passage of the alien was, paid for by an unmarried uncle, who was a workman for the Bethlehem Steel Company, receiving wages of $4.50 per day, and having savings of $500. The uncle informed the board that he would see that his nephew did not become a public charge and that he would send him to school until he was 16 years of age. The immigrant exhibited a nonquota immigration visa issued at Para, Brazil, on September 22, 1926, and came from a nonquota country. Immigration Act of 1924, § 4 (8 USCA § 204).

Immigration Act of 1917, § 3 (8 USCA § 136) provides:

"That the following classes of aliens shall be excluded from admission into the United States: Persons likely to become a public charge; persons whose tickets or passage is paid for with the money of another, or who are assisted by others to come, unless it is affirmatively and satisfactorily shown that such persons do not belong to one of the foregoing excluded classall children under sixteen years of age, unaccompanied by or not coming to one or both of their parents, except that any such children may, in the discretion of the Secretary of Labor, be admitted if in

es;

22 F.(2d) 472

his opinion they are not likely to become a public charge and are otherwise eligible.

The alien fulfilled all the requisites of the rule, unless there was some basis for a finding by the department that the uncle was

Immigration Rule 3, subd. N, of July 1, not able and willing to support and properly

1925, provides:

"Paragraph 1. Children under 16 unaccompanied by or not coming to one or both of their parents may be admitted on primary examination when the immigration officer is satisfied (a) that they are in good mental and physical condition; (b) that while abroad they have not been the objects of public charity: (c) that they are going to near relatives who are able and willing to support and properly care for them; (d) that it is the intention of such relatives to send such children to day school until they reach the age of 16; and (e) that they will not be put at work unsuited to their years; or (a) that the child is to attend a designated reputable institution of learning for which suitable provision has been made in advance; or (b) that the child is merely in transit and the person accompanying such child will convey him through and out of the United States; or (c) that the child is to make a temporary visit to his relatives."

Gaspare M. Cusumano, of New York City, for appellant.

Charles H. Tuttle, U. S. Atty., of New York City (Alvin McKinley Sylvester, Asst. U. S. Atty., of New York City, of counsel), for appellee.

Before MANTON, L. HAND, and AUGUSTUS N. HAND, Circuit Judges.

AUGUSTUS N. HAND, Circuit Judge (after stating the facts as above). The alien in this case was neither accompanied by nor coming to a parent, and was slightly under 16 years of age. Section 3 of the act of 1917, supra, providing that the alien "may, in the discretion of the Secretary of Labor, be admitted if in his opinion" he is "not likely to become a public charge and" is "otherwise eligible," is therefore applicable.

The Secretary of Labor exercised his discretion by rule 3, subdivision N, and we can see no reason why he should not exercise it in such a way. The Secretary doubtless might, under the statute, have treated the case of each immigrant as wholly independent, but he also might make a fair classification by rule, and a rule that an unaccompanied alien of sound mind and body, who had not been an object of public charity, might be admitted when coming to near relatives able and willing to support, educate, and care for him, seems to be reasonable.

care for him. The alien's uncle had taken enough interest in him to pay his passage to the United States and to agree that he should not become a public charge and should attend school during the short time that would elapse before reaching the age of 16 years. There is no evidence that this promise, though legally unenforceable, was not made in good faith, or that the uncle was unlikely to be able and willing to fulfill it. While he had not large savings, he had $500 laid by, and was earning $4.50 per day, and had no wife or children dependent upon him.

In the case of Gegiow v. Uhl, 239 U. S. 3, 36 S. Ct. 2, 60 L. Ed. 114, certain Russian immigrants arrived at the port of New York, knowing no trade, having no one under any legal obligation to support them, and having only about $25 in cash apiece. Only one of them could read or write in his own language, and none of them could speak English. They were excluded by the department because likely to become public charges. They sued out their writs of habeas corpus, and the return to the writs alleged that they were "likely to become public charges for the following, among other, reasons: "That they arrived here with very little money ($40 and $25 respectively) and are bound for Portland, Oregon, where the reports of industrial conditions show that it would be impossible for these aliens to obtain employment; that they have no one legally obligated here to assist them; and upon all the facts, the said aliens were

duly excluded." The District Court (211 F. 236) as well as this court (215 F. 573), dismissed the writs; but the Supreme Court reversed the orders, and sustained the writs, in an opinion by Justice Holmes, representing the unanimous decision of the court. His opinion was based upon the ground that an alien could not be excluded "because the labor market of the United States was overstocked." The facts in the Gegiow Case seem to have been at least as strong to justify exclusion as those here. The persons there, though adults, had no savings worth mentioning, no apparent means of securing employment, and no persons under legal obligation to support them to whom they could turn. In the face of that case it is hard to say that a healthy adult immigrant, with no previous history of pauperism, and nothing to interfere with his chances in life but lack of savings, is likely

[1] The Immigration Act places children under 16 years of age, unaccompanied by or not coming to one or both parents, in the excluded classes, "except that any such children may in the discretion of the Secretary of Labor be admitted if in his opinion they are not likely to become a public charge and are otherwise eligible."

to become a public charge within the meaning and was not, therefore, "unaccompanied"; of the statute. so that the rule did not apply to the situation. In other words, the ability of the mother and child to avoid becoming public charges, and in that connection both their resources and earning capacity and the question whether relatives who were under no legal obligation to support them should be relied upon to render assistance, if needed, were all matters open for consideration by the Board of Inquiry. Here the only questions for the board under the rule were the mental and physical condition of the immigrant, his freedom from a prior history of pauperism, and the ability and willingness of the uncle to keep his promise to care for and educate the immigrant. If there was adequate proof of this, the fact that the uncle was under no legal obligation to render assistance was no ground of exclusion, for the rule made proof of his willingness and ability sufficient basis for admission. In cases outside of the application of the rule, the Board of Inquiry might well consider whether promises of support from relatives under no legal obligation to render any should have any considerable weight in situations where the ability of an immigrant to maintain himself was not entirely clear. Neither of the foregoing decisions related to cases within the rule, and neither, therefore, is pertinent to the present facts.

By the rule the Secretary has promulgated he has exercised the discretion conferred by the statute, and in substance has expressed his opinion that a child in good mental and physical condition, who comes to near relatives, able and willing to support and properly care for him, is not likely to become a public charge, even though unaccompanied and under 16 years. Otherwise the rule would not have made such children admissible. In a sense the rule substitutes the ability of the near relative, who is willing to help an immigrant child of sound mind and body, for the earning capacity which should ordinarily be discovered in an adult immigrant, to prevent the latter from being excluded as likely to become a public charge. Can it be thought that, if the uncle here had landed with a wife or child, he could have been excluded because likely to become a public charge? The answer, in view of the Gegiow Case, must certainly be "No." Any other would exclude a large number of immigrants ordinarily admitted. See Ex parte Mitchell (C. C. A.) 256 F. 229, Wallis v. United States ex rel. Mannara (C. C. A.) 273 F. 509, Ex arte Hosaye Sakaguchi (C. C. A.) 277 I F. 913, and In re Keshishian (D. C.) 299 F. 804.

[2] It is contended that under the decisions of this court in United States ex rel. Smith v. Curran (C. C. A.) 12 F. (2d) 636, and United States ex rel. Azizian v. Curran (C. C. A.) 12 F. (2d) 502, ability and willingness of the uncle to care for the immigrant should not be taken into account, because he was under no legal obligation to render assistance. It is to be noted that each of these decisions was by a divided court on the question whether the immigrant was likely to become a public charge, and that in the first case no immigrant under 16 years of age was involved. In the Azizian Case, while the court did avert to the fact that the uncles of the immigrant were under no legal obligation to support her, the decision did not turn upon this consideration, for the court said: "Their resources for so doing seem to us, and evidently seemed to the Board of Inquiry, meager, to say the least." Moreover, in that case the infant immigrant came with her mother,

The decision of the Circuit Court of Appeals for the Third Circuit in United States ex rel. Berman v. Curran, 13 F. (2d) 96, is, however, directly in point. There two unaccompanied immigrants, each under 16 years of age, came to this country destined to a relative who had paid for their passage, declared his willingness to care for and educate them, and was amply able to fulfill his promise. They were excluded by the Board of Inquiry because they were "children under 16 years of age unaccompanied by and not coming to one or both of their parents." They thereupon sued out their writs of habeas corpus, which were sustained, both in the District Court and upon appeal. The Circuit Court of Appeals held that, "in view of their full qualification for admission under rule 6 promulgated by the Department of Labor," their exclusion was "an abuse of discretion because of a failure to exercise discretion, and therefore unlawful." The court in substance held (1) that the board should have passed upon the qualifications of the uncle under the requirements of the rule; (2) that, while it had failed to do this, yet, inasmuch as the record showed that he was fully qualified, the aliens must be admitted, and the writs sustained. The only difference

22 F.(2d) 475

between the Berman Case and the present one
is that the relative there was more well-to-do
than the uncle here; but that is a matter of
degree, and we regard the proof ample
that the uncle here was able and willing to
care for and educate the immigrant.
[3, 4] It is true that the burden was upon the
immigrant to show that he did not belong to
any of the excluded classes. But we find
that he has met the burden by showing that
he was destined to an uncle who was able
and willing to care for and educate him. In
view of this proof, rule 3 made it unlawful
to treat the fact that the uncle was not under
legal obligation to assist the alien as a ground
of exclusion.

The order dismissing the writ of habeas corpus should therefore be reversed, and the

writ sustained.

OSTERHOUDT v. FEDERAL SUGAR RE-
FINING CO.

THE FRANCIS SCULLY.
Circuit Court of Appeals, Second Circuit.
November 14, 1927.

No. 38.

1. Collision 115-Barge mooring outside an-
other must not overburden lines of inside
barge, and is liable for damage, so resulting.
A barge mooring alongside a pier need put
out no more lines than are necessary for her
own weight, but another barge mooring outside
of her is bound not to overcharge lines of the
first, and, if she does, she is liable, where fasts
broke and barges drifted into another vessel.
2. Collision 70—Outside barge is required to
ascertain size, condition, and number of lines
to pier.

Duty of barge mooring outside of another, moored alongside a pier, not to overburden lines of inside barge, involves acquainting herself with size, condition, and number of lines to pier, and there is prima facie fault, where lines broke and vessels drifted into another, for inside barge owes her no duty to strengthen her own position.

3. Collision 115—Outside barge must put

out such lines to pier as are necessary to hold

her added weight.

Outside barge was bound to put out such lines to pier as were necessary to hold her added weight, and was charged with notice of condition of inside barge's lines, but inside barge, permitting other to lie alongside for two weeks without protest, became privy to fault of outside barge, if any, where lines broke and barges drifted into another.

4. Collision 115-Both inside and outside barge, knowing of unsound condition of lines are liable for damage for drifting into another barge.

If unsound condition of inside barge's lines

was as apparent to outside barge as to inside barge, both are liable for damage to another

barge, into which they drifted on lines breaking;
the inside barge for using lines and acquiescing
barge for depending on them.
in other's dependence on them, and the outside

5. Collision 115-Both inside and outside
barge, lines of former of which parted and that
of latter slipped, held liable for damage to
libelant's barge, into which they drifted.

Where lines of inside barge had parted, and those of outside barge slipped, causing barges to foul two others, resulting in all four of them side and outside barge will be held equally liadrifting into libelant's barge, held, that both inble, where it cannot be determined whether inside barge's lines parted before those of other slipped, or vice versa.

Appeal from the District Court of the United States for the Southern District of New York.

Libel in personam by Alexander S. Osterhoudt, owner of the barge Universe, against the Federal Sugar Refining Company, owner of the barge Francis Scully, and in rem against the barges Queen Anne, Francis Scully, Mary F. Scully, and Josephine Scully. From the decree (14 F. [2d] 319), holding it solely at fault, the Francis Scully and its owner appeal. Decree modified.

Appeal from a decree in a suit in admiralty, holding liable the barge Francis Scully in rem, and the respondent Federal Sugar Refining Company in personam, and dismissing the libel as against the barges Josephine Scully, Mary F. Scully, and Queen Anne.

The libel was for injuries suffered by the libelant's barge Universe, while berthed on the south side of respondent's pier in the Hudson river at Yonkers, New York. This pier runs out into the river some 200 feet and forms the north side of a slip, the south side of which is only 100 feet long and terminates at the bulkhead line. At the time in question there were moored to the bulkhead and near the slip the two barges, Josephine Scully and Mary F. Scully, side by side. At a short interval to the south of these lay the Francis Scully and the Queen Anne, also side by side

and fast to the bulkhead. The Francis Scully was the inside barge and was moored by a number of lines. The Queen Anne made fast to the Francis Scully, being assigned to that berth by the respondent, and put out a single line from her southern end to a bollard on the bulkhead. Thus the two barges had lain for two weeks.

On January 18, 1923, the ice in the river being solid, a tug broke her way into the slip, and then left, moving south along the bulkhead, outside the barges. Her disturbance of the ice and the strength of the flood caused the fasts of the Francis Scully to part,

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