Laws, Joint Resolutions, and Memorials, Passed at the ... Session of the Legislative Assembly of the State of NebraskaSt. A.S. Balcombe, Printer to the State, 1973 Includes adjourned and extraordinary sessions with varying titles. |
Результаты поиска по книге
Результаты 1 – 3 из 16
Стр. 464
... dealer who represents a broker - dealer or issuer in effecting or attempting to effect sales of securities , but agent does not include an individual who represents an issuer in ( a ) effecting ... broker - dealers , or banks , 464 -1- LB167.
... dealer who represents a broker - dealer or issuer in effecting or attempting to effect sales of securities , but agent does not include an individual who represents an issuer in ( a ) effecting ... broker - dealers , or banks , 464 -1- LB167.
Стр. 469
... dealer or issuer - dealer of have a minimum net capital of twenty - five thousand dollars . In lieu of minimum net capital requirements of twenty - five thousand dollars , the director may require a broker - dealer to post a corporate ...
... dealer or issuer - dealer of have a minimum net capital of twenty - five thousand dollars . In lieu of minimum net capital requirements of twenty - five thousand dollars , the director may require a broker - dealer to post a corporate ...
Стр. 470
... broker - dealer , ( 6 ) issuer - dealer , and investment adviser shall make and keep such accounts and other records , except with respect to securities exempt under subdivision ( 1 ) of section 8-1110 , as the director shall prescribe ...
... broker - dealer , ( 6 ) issuer - dealer , and investment adviser shall make and keep such accounts and other records , except with respect to securities exempt under subdivision ( 1 ) of section 8-1110 , as the director shall prescribe ...
Другие издания - Просмотреть все
Laws, Joint Resolutions, and Memorials, Passed at the ... Session of the ... Nebraska Полный просмотр - 1883 |
Laws, Joint Resolutions, and Memorials, Passed at the ... Session of the ... Nebraska Полный просмотр - 1917 |
Laws, Joint Resolutions, and Memorials, Passed at the ... Session of the ... Nebraska Полный просмотр - 1893 |
Часто встречающиеся слова и выражения
1973 Introduced ACT to amend amend section amended to read amount application appointed Appropriations to Agency bank broker-dealer Cash Fund cent certificate city or village clerk commission committee compensation construction contract conviction corporation cost county clerk credit union Department of Roads director district court duties Education Eighty-third Legislature election employees enacted ending June 30 exceed expenditures filed hereby appropriated highway hundred dollars issued judge June 30 LEGISLATIVE BILL license loan mean motor vehicle municipality Nebraska State Patrol notice operation original section paid payment permit person political subdivision prescribed Program provisions of sections purposes pursuant read as follows real estate register of deeds registration Reissue Revised Nebraska Reissue Revised Statutes repeal the original Revised Statutes Supplement roadway Scottsbluff Statutes of follows Statutes of Nebraska thereof thousand dollars treasurer violation ΟΙ